Regulators
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Showing 1–19 of 19 editor-approved links.
The CSRC is the executive branch of State Council Securities Commission, which is the central market regulation authority.
Papers and rules by the Financial Supervision Authority, an autonomous agency of the Bank of Estonia.
With information about the legal position of NAMFISA, its consumer education bulletins, and an online complaints form.
Has as members the individual securities regulators.
Lists recent proposals and initiatives, with links to English versions. More in Korean.
Mission is to protect the interests of securities investors; develop fair, transparent and efficient securities markets; and ensure proper compliance with securities laws.
Department organized into three: Division of Financial Institutions; Division of Securities; and Division of Administrative Services.
The first state to regulate the securities industry (in 1911, preventing the sale of securities which had nothing behind them other than the "blue sky"). Now regulates and monitors the offering of securities and financial services within Kansas.
Regulates all state chartered banks and trust companies, savings and loan companies, mortgage businesses, and money transmitters, to ensure the safety and soundness of state chartered financial institutions.
Includes advice on risk in investing, and suggestions as to how to ascertain the value (if any) of old securities.
Charters, licenses, and regulates financial providers in the state of Texas to ensure that Texas has a safe and sound financial services system.
Part of the Department of Labor.
Responsibilities include insuring the financial soundness of financial and insurance companies and preventing unfair business practices.
A professional organization for those interested in the licensing of agents, agencies, adjusters, brokers, companies, producers, securities dealers, and third party administrators.
Regulatory body responsible for licensing and discipline of insurance agents, brokers, and adjusters.
Protects the public good by fairly and effectively administering the laws of North Dakota.
State regulatory authority for the insurance industry in Iowa.
The Commissioner and the Department of Insurance regulate the various kinds of insurance sold in North Carolina and the companies and agents that sell it.
State regulatory authority for the insurance industry in Colorado.